$Id$

                  Tor directory protocol for 0.1.1.x series

0. Scope and preliminaries

   This document should eventually be merged to replace and supplement the
   existing notes on directories in tor-spec.txt.

   This is not a finalized version; what we actually wind up implementing
   may be different from the system described here.

0.1. Goals

   There are several problems with the way Tor handles directory information
   in version 0.1.0.x and earlier.  Here are the problems we try to fix with
   this new design, already partially implemented in 0.1.1.x:
      1. Directories are very large and use up a lot of bandwidth: clients
         download descriptors for all router several times an hour.
      2. Every directory authority is a trust bottleneck: if a single
         directory authority lies, it can make clients believe for a time an
         arbitrarily distorted view of the Tor network.
      3. Our current "verified server" system is kind of nonsensical.
      4. Getting more directory authorities adds more points of failure and
         worsens possible partitioning attacks.

   There are two problems that remain unaddressed by this design.
      5. Requiring every client to know about every router won't scale.
      6. Requiring every directory cache to know every router won't scale.

   We attempt to fix 1-4 here, and to build a solution that will work when we
   figure out an answer for 5.  We haven't thought at all about what to do
   about 6.

1. Outline

   There is a small set (say, around 10) of semi-trusted directory
   authorities.  A default list of authorities is shipped with the Tor
   software. Users can change this list, but are encouraged not to do so, in
   order to avoid partitioning attacks.

   Routers periodically upload signed "descriptors" to the directory
   authorities describing their keys, capabilities, and other information.
   Routers may act as directory mirrors (also called "caches"), to reduce
   load on the directory authorities.  They announce this in their
   descriptors.

   Each directory authority periodically generates and signs a compact
   "network status" document that lists that authority's view of the current
   descriptors and status for known routers, but which does not include the
   descriptors themselves.

   Directory mirrors download, cache, and re-serve network-status documents
   to clients.

   Clients, directory mirrors, and directory authorities all use
   network-status documents to find out when their list of routers is
   out-of-date.  If it is, they download any missing router descriptors.
   Clients download missing descriptors from mirrors; mirrors and authorities
   download from authorities.  Descriptors are downloaded by the hash of the
   descriptor, not by the server's identity key: this prevents servers from
   attacking clients by giving them descriptors nobody else uses.

   All directory information is uploaded and downloaded with HTTP.

   Coordination among directory authorities is done client-side: clients
   compute a vote-like algorithm among the network-status documents they
   have, and base their decisions on the result.

1.1. What's different from 0.1.0.x?

   Clients used to download a signed concatenated set of router descriptors
   (called a "directory") from directory mirrors, regardless of which
   descriptors had changed.

   Between downloading directories, clients would download "network-status"
   documents that would list which servers were supposed to running.

   Clients would always believe the most recently published network-status
   document they were served.

   Routers used to upload fresh descriptors all the time, whether their keys
   and other information had changed or not.

2. Router operation

   The router descriptor format is unchanged from tor-spec.txt.

   ORs SHOULD generate a new router descriptor whenever any of the
   following events have occurred:

      - A period of time (18 hrs by default) has passed since the last
        time a descriptor was generated.

      - A descriptor field other than bandwidth or uptime has changed.

      - Bandwidth has changed by more than +/- 50% from the last time a
        descriptor was generated, and at least a given interval of time
        (20 mins by default) has passed since then.

      - Its uptime has been reset (by restarting).

   After generating a descriptor, ORs upload it to every directory
   authority they know, by posting it to the URL

      http://<hostname:port>/tor/

3. Network status format

   Directory authorities generate, sign, and compress network-status
   documents.  Directory servers SHOULD generate a fresh network-status
   document when the contents of such a document would be different from the
   last one generated, and some time (at least one second, possibly longer)
   has passed since the last one was generated.

   The network status document contains a preamble, a set of router status
   entries, and a signature, in that order.

   We use the same meta-format as used for directories and router descriptors
   in "tor-spec.txt".  Implementations MAY insert blank lines
   for clarity between sections; these blank lines are ignored.
   Implementations MUST NOT depend on blank lines in any particular location.

   As used here, "whitespace" is a sequence of 1 or more tab or space
   characters.

   The preamble contains:

      "network-status-version" -- A document format version.  For this
         specification, the version is "2".
      "dir-source" -- The authority's hostname, current IP address, and
         directory port, all separated by whitespace.
      "fingerprint" -- A base16-encoded hash of the signing key's
         fingerprint, with no additional spaces added.
      "contact" -- An arbitrary string describing how to contact the
         directory server's administrator.  Administrators should include at
         least an email address and a PGP fingerprint.
      "dir-signing-key" -- The directory server's public signing key.
      "client-versions" -- A comma-separated list of recommended client
        versions.
      "server-versions" -- A comma-separated list of recommended server
        versions.
      "published" -- The publication time for this network-status object.
      "dir-options" -- A set of flags, in any order, separated by whitespace:
          "Names" if this directory authority performs name bindings.
          "Versions" if this directory authority recommends software versions.

   The dir-options entry is optional.  The "-versions" entries are required if
   the "Versions" flag is present.  The other entries are required and must
   appear exactly once. The "network-status-version" entry must appear first;
   the others may appear in any order.  Implementations MUST ignore
   additional arguments to the items above, and MUST ignore unrecognized
   flags.

   For each router, the router entry contains:  (This format is designed for
   conciseness.)

      "r" -- followed by the following elements, in order, separated by
          whitespace:
          - The OR's nickname,
          - A hash of its identity key, encoded in base64, with trailing =
            signs removed.
          - A hash of its most recent descriptor, encoded in base64, with
            trailing = signs removed.  (The hash is calculated as for
            computing the signature of a descriptor.)
          - The publication time of its most recent descriptor, in the form
            YYYY-MM-DD HH:MM:SS, in GMT.
          - An IP address
          - An OR port
          - A directory port (or "0" for none")
      "s" -- A series of whitespace-separated status flags, in any order:
          "Authority" if the router is a directory authority.
          "Exit" if the router is useful for building general-purpose exit
             circuits.
          "Fast" if the router is suitable for high-bandwidth circuits.
          "Guard" if the router is suitable for use as an entry guard.
             (Currently, this means 'fast' and 'stable'.)
          "Named" if the router's identity-nickname mapping is canonical,
             and this authority binds names.
          "Stable" if the router is suitable for long-lived circuits.
          "Running" if the router is currently usable.
          "Valid" if the router has been 'validated'.
          "V2Dir" if the router implements this protocol.

      The "r" entry for each router must appear first and is required.  The
      's" entry is optional.  Unrecognized flags and extra elements on the
      "r" line must be ignored.

   The signature section contains:

      "directory-signature". A signature of the rest of the document using
      the directory authority's signing key.

   We compress the network status list with zlib before transmitting it.

3.1. Establishing server status

   (This section describes how directory authorities choose which status
   flags to apply to routers, as of Tor 0.1.1.18-rc. Later directory
   authorities MAY do things differently, so long as clients keep working
   well.  Clients MUST NOT depend on the exact behaviors in this section.)

   "Valid" -- a router is 'Valid' if it seems to have been running well for a
   while, and is running a version of Tor not known to be broken, and the
   directory authority has not blacklisted it as suspicious.

   "Named" -- Directory authority administrators may decide to support name
   binding.  If they do, then they must maintain a file of
   nickname-to-identity-key mappings, and try to keep this file consistent
   with other directory authorities.  If they don't, they act as clients, and
   report bindings made by other directory authorities (name X is bound to
   identity Y if at least one binding directory lists it, and no directory
   binds X to some other Y'.)  A router is called 'Named' if the router
   believes the given name should be bound to the given key.

   "Running" -- A router is 'Running' if the authority managed to connect to
   it successfully within the last 30 minutes.

   "Stable" -- A router is 'Stable' if its uptime is above median for known
   running, valid routers, and it's running a version of Tor not known to
   drop circuits stupidly.  (0.1.1.10-alpha throught 0.1.1.16-rc are stupid
   this way.)

   "Fast" -- A router is 'Fast' if its bandwidth is in the top 7/8ths for
   known running, valid routers.

   "Guard" -- A router is a possible 'Guard' if it is 'Stable' and its
   bandwidth is above median for known running, valid routers.

   "Authority" -- A router is called an 'Authority' if the authority
   generating the network-status document believes it is an authority.

   "V2Dir" -- A router supports the v2 directory protocol if it has an open
   directory port, and it is running a version of the directory protocol that
   supports the functionality clients need.  (Currently, this is
   0.1.1.9-alpha or later.)

   Directory server administrators may label some servers or IPs as
   blacklisted, and elect not to include them in their network-status lists.

   Thus, the network-status list includes all non-blacklisted,
   non-expired, non-superseded descriptors for ORs that the directory has
   observed at least once to be running.

4. Directory server operation

   All directory authorities and directory mirrors ("directory servers")
   implement this section, except as noted.

4.1. Accepting uploads (authorities only)

   When a router posts a signed descriptor to a directory authority, the
   authority first checks whether it is well-formed and correctly
   self-signed.  If it is, the authority next verifies that the nickname
   question is already assigned to a router with a different public key.
   Finally, the authority MAY check that the router is not blacklisted
   because of its key, IP, or another reason.

   If the descriptor passes these tests, and the authority does not already
   have a descriptor for a router with this public key, it accepts the
   descriptor and remembers it.

   If the authority _does_ have a descriptor with the same public key, the
   newly uploaded descriptor is remembered if its publication time is more
   recent than the most recent old descriptor for that router, and either:
      - There are non-cosmetic differences between the old descriptor and the
        new one.
      - Enough time has passed between the descriptors' publication times.
        (Currently, 12 hours.)

   Differences between router descriptors are "non-cosmetic" if they would be
   sufficient to force an upload as described in section 2 above.

   Note that the "cosmetic difference" test only applies to uploaded
   descriptors, not to descriptors that the authority downloads from other
   authorities.

4.2. Downloading network-status documents (authorities and caches)

   All directory servers (authorities and mirrors) try to keep a fresh
   set of network-status documents from every authority.  To do so,
   every 5 minutes, each authority asks every other authority for its
   most recent network-status document.  Every 15 minutes, each mirror
   picks a random authority and asks it for the most recent network-status
   documents for all the authorities the authority knows about (including
   the chosen authority itself).

   Directory servers and mirrors remember and serve the most recent
   network-status document they have from each authority.  Other
   network-status documents don't need to be stored.  If the most recent
   network-status document is over 10 days old, it is discarded anyway.
   Mirrors SHOULD store and serve network-status documents from authorities
   they don't recognize, but SHOULD NOT use such documents for any other
   purpose.  Mirrors SHOULD discard network-status documents older than 48
   hours.

4.3. Downloading and storing router descriptors (authorities and caches)

   Periodically (currently, every 10 seconds), directory servers check
   whether there are any specific descriptors (as identified by descriptor
   hash in a network-status document) that they do not have and that they
   are not currently trying to download.

   If so, the directory server launches requests to the authorities for these
   descriptors, such that each authority is only asked for descriptors listed
   in its most recent network-status.  When more than one authority lists the
   descriptor, we choose which to ask at random.

   If one of these downloads fails, we do not try to download that descriptor
   from the authority that failed to serve it again unless we receive a newer
   network-status from that authority that lists the same descriptor.

   Directory servers must potentially cache multiple descriptors for each
   router. Servers must not discard any descriptor listed by any current
   network-status document from any authority.  If there is enough space to
   store additional descriptors, servers SHOULD try to hold those which
   clients are likely download the most.  (Currently, this is judged based on
   the interval for which each descriptor seemed newest.)

   Authorities SHOULD NOT download descriptors for routers that they would
   immediately reject for reasons listed in 3.1.

4.4. HTTP URLs

   "Fingerprints" in these URLs are base-16-encoded SHA1 hashes.

   The authoritative network-status published by a host should be available at:
      http://<hostname>/tor/status/authority.z

   The network-status published by a host with fingerprint
   <F> should be available at:
      http://<hostname>/tor/status/fp/<F>.z

   The network-status documents published by hosts with fingerprints
   <F1>,<F2>,<F3> should be available at:
      http://<hostname>/tor/status/fp/<F1>+<F2>+<F3>.z

   The most recent network-status documents from all known authorities,
   concatenated, should be available at:
         http://<hostname>/tor/status/all.z

   The most recent descriptor for a server whose identity key has a
   fingerprint of <F> should be available at:
      http://<hostname>/tor/server/fp/<F>.z

   The most recent descriptors for servers with identity fingerprints
   <F1>,<F2>,<F3> should be available at:
      http://<hostname>/tor/server/fp/<F1>+<F2>+<F3>.z

   (NOTE: Implementations SHOULD NOT download descriptors by identity key
   fingerprint. This allows a corrupted server (in collusion with a cache) to
   provide a unique descriptor to a client, and thereby partition that client
   from the rest of the network.)

   The server descriptor with (descriptor) digest <D> (in hex) should be
   available at:
      http://<hostname>/tor/server/d/<D>.z

   The most recent descriptors with digests <D1>,<D2>,<D3> should be
   available at:
      http://<hostname>/tor/server/d/<D1>+<D2>+<D3>.z

   The most recent descriptor for this server should be at:
      http://<hostname>/tor/server/authority.z
    [Nothing in the Tor protocol uses this resource yet, but it is useful
     for debugging purposes. Also, the official Tor implementations
     (starting at 0.1.1.x) use this resource to test whether a server's
     own DirPort is reachable.]

   A concatenated set of the most recent descriptors for all known servers
   should be available at:
      http://<hostname>/tor/server/all.z

   For debugging, directories SHOULD expose non-compressed objects at URLs like
   the above, but without the final ".z".

   Clients MUST handle compressed concatenated information in two forms:
     - A concatenated list of zlib-compressed objects.
     - A zlib-compressed concatenated list of objects.
   Directory servers MAY generate either format: the former requires less
   CPU, but the latter requires less bandwidth.

   Clients SHOULD use upper case letters (A-F) when base16-encoding
   fingerprints.  Servers MUST accept both upper and lower case fingerprints
   in requests.

5. Client operation: downloading information

   Every Tor that is not a directory server (that is, clients and ORs that do
   not have a DirPort set) implements this section.

5.1. Downloading network-status documents

   Each client maintains an ordered list of directory authorities.
   Insofar as possible, clients SHOULD all use the same ordered list.

   For each network-status document a client has, it keeps track of its
   publication time *and* the time when the client retrieved it.  Clients
   consider a network-status document "live" if it was published within the
   last 24 hours.

   Clients try to have a live network-status document hours from *every*
   authority, and try to periodically get new network-status documents from
   each authority in rotation as follows:

   If a client is missing a live network-status document for any
   authority, it tries to fetch it from a directory cache.  On failure,
   the client waits briefly, then tries that network-status document
   again from another cache.  The client does not build circuits until it
   has live network-status documents from more than half the authorities
   it trusts, and it has descriptors for more than 1/4 of the routers
   that it believes are running.

   If the most recently _retrieved_ network-status document is over 30
   minutes old, the client attempts to download a network-status document.
   When choosing which documents to download, clients treat their list of
   directory authorities as a circular ring, and begin with the authority
   appearing immediately after the authority for their most recently
   retrieved network-status document.  If this attempt fails, the client
   retries at other caches several times, before moving on to the next
   network-status document in sequence.

   Clients discard all network-status documents over 24 hours old.

   If enough mirrors (currently 4) claim not to have a given network status,
   we stop trying to download that authority's network-status, until we
   download a new network-status that makes us believe that the authority in
   question is running.  Clients should wait a little longer after each
   failure.

   Clients SHOULD try to batch as many network-status requests as possible
   into each HTTP GET.

   (Note: clients can and should pick caches based on the network-status
   information they have: once they have first fetched network-status info
   from an authority, they should not need to go to the authority directly
   again.)

5.2. Downloading router descriptors

   Clients try to have the best descriptor for each router.  A descriptor is
   "best" if:
      * It is the most recently published descriptor listed for that router
        by at least two network-status documents.
        OR,
      * No descriptor for that router is listed by two or more
        network-status documents, and it is the most recently published
        descriptor listed by any network-status document.

   Periodically (currently every 10 seconds) clients check whether there are
   any "downloadable" descriptors.  A descriptor is downloadable if:
      - It is the "best" descriptor for some router.
      - The descriptor was published at least 10 minutes in the past.
        (This prevents clients from trying to fetch descriptors that the
        mirrors have probably not yet retrieved and cached.)
      - The client does not currently have it.
      - The client is not currently trying to download it.
      - The client would not discard it immediately upon receiving it.
      - The client thinks it is running and valid (see 6.1 below).

   If at least 16 known routers have downloadable descriptors, or if
   enough time (currently 10 minutes) has passed since the last time the
   client tried to download descriptors, it launches requests for all
   downloadable descriptors, as described in 5.3 below.

   When a descriptor download fails, the client notes it, and does not
   consider the descriptor downloadable again until a certain amount of time
   has passed. (Currently 0 seconds for the first failure, 60 seconds for the
   second, 5 minutes for the third, 10 minutes for the fourth, and 1 day
   thereafter.)  Periodically (currently once an hour) clients reset the
   failure count.

   No descriptors are downloaded until the client has downloaded more than
   half of the network-status documents.

5.3. Managing downloads

   When a client has no live network-status documents, it downloads
   network-status documents from a randomly chosen authority.  In all other
   cases, the client downloads from mirrors randomly chosen from among those
   believed to be V2 directory servers.  (This information comes from the
   network-status documents; see 6 below.)

   When downloading multiple router descriptors, the client chooses multiple
   mirrors so that:
     - At least 3 different mirrors are used, except when this would result
       in more than one request for under 4 descriptors.
     - No more than 128 descriptors are requested from a single mirror.
     - Otherwise, as few mirrors as possible are used.
   After choosing mirrors, the client divides the descriptors among them
   randomly.

   After receiving any response client MUST discard any network-status
   documents and descriptors that it did not request.

6. Using directory information

   Everyone besides directory authorities uses the approaches in this section
   to decide which servers to use and what their keys are likely to be.
   (Directory authorities just believe their own opinions, as in 3.1 above.)

6.1. Choosing routers for circuits.

   Tor implementations only pay attention to "live" network-status documents.
   A network status is "live" if it is the most recently downloaded network
   status document for a given directory server, and the server is a
   directory server trusted by the client, and the network-status document is
   no more than 1 day old.

   For time-sensitive information, Tor implementations focus on "recent"
   network-status documents.  A network status is "recent" if it is live, and
   if it was published in the last 60 minutes.  If there are fewer
   than 3 such documents, the most recently published 3 are "recent."  If
   there are fewer than 3 in all, all are "recent.")

   Circuits SHOULD NOT be built until the client has enough directory
   information: network-statuses (or failed attempts to download
   network-statuses) for all authorities, network-statuses for at more than
   half of the authorites, and descriptors for at least 1/4 of the servers
   believed to be running.

   A server is "listed" if it is included by more than half of the live
   network status documents.  Clients SHOULD NOT use unlisted servers.

   Clients believe the flags "Valid", "Exit", "Fast", "Guard", "Stable", and
   "V2Dir" about a given router when they are asserted by more than half of
   the live network-status documents.  Clients believe the flag "Running" if
   it is listed by more than half of the recent network-status documents.

   These flags are used as follows:

     - Clients SHOULD NOT use non-'Valid' or non-'Running' routers unless
       requested to do so.

     - Clients SHOULD NOT use non-'Fast' routers for any purpose other than
       very-low-bandwidth circuits (such as introduction circuits).

     - Clients SHOULD NOT use non-'Stable' routers for circuits that are
       likely to need to be open for a very long time (such as those used for
       IRC or SSH connections).

     - Clients SHOULD NOT choose non-'Guard' nodes when picking entry guard
       nodes.

     - Clients SHOULD NOT download directory information from non-'V2Dir'
       caches.

6.1. Managing naming

   In order to provide human-memorable names for individual server
   identities, some directory servers bind names to IDs.  Clients handle
   names in two ways:

   When a client encounters a name it has not mapped before:

      If all the live "Naming" network-status documents the client has
      claim that the name binds to some identity ID, and the client has at
      least three live network-status documents, the client maps the name to
      ID.

   If a client encounters a name it has mapped before:

      It uses the last-mapped identity value, unless all of the "Naming"
      network status documents that list the name bind it to some other
      identity.

   When a user tries to refer to a router with a name that does not have a
   mapping under the above rules, the implementation SHOULD warn the user.
   After giving the warning, the implementation MAY use a router that at
   least one Naming authority maps the name to, so long as no other naming
   authority maps that name to a different router.

   (XXXX The last-bound thing above isn't implemented)

6.2. Software versions

   An implementation of Tor SHOULD warn when it has fetched (or has
   attempted to fetch and failed four consecutive times) a network-status
   for each authority, and it is running a software version
   not listed on more than half of the live "Versioning" network-status
   documents.

6.3. Warning about a router's status.

   If a router tries to publish its descriptor to a Naming authority
   that has its nickname mapped to another key, the router SHOULD
   warn the operator that it is either using the wrong key or is using
   an already claimed nickname.

   If a router has fetched (or attempted to fetch and failed four
   consecutive times) a network-status for every authority, and at
   least one of the authorities is "Naming", and no live "Naming"
   authorities publish a binding for the router's nickname, the
   router MAY remind the operator that the chosen nickname is not
   bound to this key at the authorities, and suggest contacting the
   authority operators.

   ...

